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EHYA Comment Letters

SIFMA’s comment letter on Release No. 34-59075 regarding Notice of proposed Rule change to adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook

8 June 2007
The Securities Industry and Financial Markets Association (“SIFMA”)1 is pleased to respond to the referenced Notice which, among other things, seeks to solicit comments from all interested parties regarding the proposed rule change. Specifically, FINRA proposes to adopt NASD Rule 2315 (Recommendations to Customers in OTC Equity Securities) as FINRA Rule 2144 in the Consolidated FINRA Rulebook, subject to certain amendments described in the Notice.

SIFMA/EPDA/EHYA/LIBA/Assosim response to CESR May 2007 consultation paper on non-equity markets transparency
8 June 2007
The Securities Industry and Financial Markets Association (SIFMA), the European Primary Dealers Association (EPDA), the European High Yield Association (EHYA), the London Investment Banking Association (LIBA) and the Associazione Italiana Intermediari Mobiliari (ASSOSSIM) respond to CESR's Consultation Paper on "Non-Equities Markets Transparency" (CP).

SIFMA/EPDA/EHYA Response to CESR Call for Evidence on Non-Equity Markets Transparency
6 March 2007
The Securities Industry and Financial Markets Association (SIFMA), the European Primary
Dealers Association (EPDA) and the European High Yield Association responsd to CESR's Call for Evidence on "Non-Equities Markets Transparency".